Plancorp Wealth Management announced it has acquired Regency Investment Advisors, an independent advisor firm based in Fresno, Calif., with $1 billion in client assets and 14 financial professionals.

Even as Women’s History Month draws to a close, Mercer Global Advisors’ recent launch of a new women’s initiative shows that some of the leading RIAs and broker-dealers are picking up the challenge to ...

Goldman Sachs Group Inc. has told clients eager to short leveraged loans that a product it’s developing to bet against the $1.4 trillion market isn’t yet ready. The bank had been pitching hedge funds ...

The bank had pitched a derivative allowing clients to profit from a loan's price decline.

The campaign dovetails with another recent effort at Dimon’s firm. JPMorgan announced in October that it would plow $1.5 trillion into industries that bolster U.S. economic security and resiliency ...

Torrance, Calif.-based EP Wealth Advisors has established a new East Coast presence with the acquisition of Divergent Planning LLC, a fee-only fiduciary RIA in Bethesda, Md., that oversees about $418 ...

You’ll Never Walk Alone” is a song heard frequently this time of year at graduations, but it could also be the theme song for ...

The riskiest asset class is converging with one of the safest in a first-of-its-kind financial product: A Bitcoin-backed municipal bond. The New Hampshire Business Finance Authority’s plans for such a ...

Savant Wealth Management, an Illinois registered investment advisor that oversees about $50 billion in assets under management and $1.9 billion in assets under advisement, has acquired two separate ...

Succession Is Your Final Act of Leadership by Scott Danner. How an advisor chooses to step away shapes the experience of the clients, partners and employees who remain.

The mechanics of succession will always involve valuations, contracts and timelines. Those details matter, but they are not the whole story.

A Securities and Exchange Commission supervisor has resigned and two staffers were suspended after an internal watchdog found they golfed during work hours while claiming to be on duty. The agency’s ...