From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...

On October 10, 2024, the United States Securities and Exchange Commission (“SEC”) filed a complaint in Illinois federal district court, alleging that diversified trading firm (“Company ...

Cryptocurrency, shareholder democracy, and the role of courts in regulating markets were just a few of the topics covered when Gary Gensler, chairman of the Securities and Exchange Commission (SEC), ...