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Ponzi scheme operators risk jail, N20m fine – SEC
The Securities and Exchange Commission has proposed a N20m fine and jail terms for Ponzi scheme operators to protect ...
Donald Trump nominates ex-SEC chair Jay Clayton for Manhattan's chief prosecutor role
President-elect Donald Trump has nominated Jay Clayton, a former SEC Chairman with expertise in mergers and capital-raising, ...
Franklin to Integrate Parts of Wamco, Cut Jobs Amid Outflows
Franklin Resources Inc. will start taking over parts of its Western Asset Management Co. unit as the bond house grapples with a Securities and Exchange Commission investigation into its star bond ...
Think Advisor10h
Gensler Makes Final Pitch on SEC Crypto Rules
President-elect Donald Trump has pledged to create a friendly regulatory framework for crypto, and his allies support ...
US Supreme Court Mulls Facebook Bid to Escape Securities Fraud Suit
WASHINGTON (Reuters) -The U.S. Supreme Court grappled on Wednesday over a bid by Meta's Facebook to scuttle a federal ...
The Punch Newspapers13h
CBN, finance ministry raise concerns over Senate’s investment, securities bill
Key government agencies and stakeholders have expressed differing concerns over the proposed Investment and Securities Bill ...
Facebook, Nvidia ask US Supreme Court to spare them from securities fraud suits
The U.S. Supreme Court is set to consider bids by two tech giants - Meta's Facebook and Nvidia - to fend off federal securities fraud lawsuits in separate cases that could make it harder for private ...
SEC Bars Advisor for Allegedly Impersonating Clients and Lying to Them
Regulators alleged that Sean Kane, along with his father, misled their former clients in a variety of ways after they were ...