Wall Street’s cops are finding themselves partnered with an unlikely star witness against misbehaving firms: short sellers. Alongside their public reports, short sellers are quietly sharing their ...
An SEC whistleblower program aimed at helping the regulator detect fraud at public companies has attracted some high-profile tipsters among the short-selling community, including star names such as ...
The SEC's new Rule 13f-2 aims to increase transparency by requiring large investment firms to report their short positions and trading activities. AMC's persistently high volume of failures to deliver ...
NEW YORK (Reuters) -A U.S. appeals court ordered the Securities and Exchange Commission on Monday to assess the economic impact of President Joe Biden-era rules aimed at boosting transparency of short ...
The Securities and Exchange Commission sued two former executives for allegedly defrauding investors in a struggling Texas oil company by hyping a deal that they misleadingly said would punish ...
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