SEC fines two companies for improperly reporting earnings, first in 'EPS Initiative'

The U.S. Securities and Exchange Commission fined two companies for violations that resulted in improper reporting of quarterly earnings, the regulator's first enforcement actions under a program to ...

U.S. SEC says Morgan Stanley agrees to pay $5 million for short sale lapses

Morgan Stanley has agreed to pay the U.S. Securities and Exchange Commission (SEC) $5 million for lapses in its prime brokerage swaps business that caused the bankto break rules governing short sales, ...
Investopedia

Short Seller Andrew Left Is on the Hook for Securities Fraud

Mrinalini Krishna is the Senior Editor of investing news at Investopedia. She's been a journalist for more than 10 years covering business, personal finance, and investing news. Bloomberg / ...
Yahoo

Everybody come on! SEC Shorts' Vanderbilt is strutting to West End this weekend | Estes

He’s cool. That goes without saying. Never speaks a word. Just dances. That strut to ever-present funk music, shades on eyes, crown atop his head, cape wrapped around a Vanderbilt football jersey.