The 14-person team, formerly known as the Boston North Shore Group, serves a mix of wealthy retail and institutional clients.

In the case regarding the OpenArc breakaway, a judge ruled Dynasty Financial never agreed to participate in FINRA arbitration ...

There are 33,331 advisors at Merrill Lynch, Pierce, Fenner & Smith Inc.

Merrill Lynch is trading jabs with a large group of its former financial advisors, Charles Schwab and Dynasty Financial Partners in an escalating legal battle that centers on how those advisors ...

The SEC’s latest enforcement action against Merrill Lynch is a reminder that a transaction monitoring system is only as good as the calibration ...

As a subsidiary of Bank of America, Merrill uses a BofA software program to monitor and report suspicious activity. For years, the Securities and Exchange Commission says, that program fell short.

The U.S. Securities and Exchange Commission charged Harvest Volatility Management and Merrill Lynch on Wednesday for exceeding clients' predesignated investment limits over a two-year period. The two ...

Like many firms that have gone through rounds of mergers, acquisitions and changes in corporate directives and executive priorities, Merrill Lynch Wealth Management found itself tangled up in a ...

Merrill Lynch has been ordered to reimburse customers approximately $1.5 million due to supervisory lapses that led to avoidable fees on more than 2,000 accounts. In an AWC published Monday, Finra ...

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The Bank of America wirehouse's attempt to undo or mitigate the loss of a team that once managed $129 billion in-house will ...

Bank of America bought investment bank Merrill Lynch at the depths of the financial crisis. Executives had planned a rebranding campaign that would have eliminated Merrill Lynch's iconic bull logo.